Job Title: Compliance Officer – FCA Applications & Regulatory Compliance
Location: Wolverhampton – Hybrid working available but must be within commutable distance to the office at least 2 days per week
Salary: £30,000 - £40,000 dependent on experience
Benefits: Gym membership discounts; Private dental insurance; Private medical insurance; Store discounts; Wellness programmes; Day off for your Birthday and Christmas shut down on top of your annual leave entitlement; A supportive, flexible employer
Who is our client?
Our client is a fast-growing business offering a fresh, modern approach to FCA compliance. They believe that success starts with people, so they treat their team with respect, trust, and fairness, creating an environment where innovation and personal growth are encouraged. They invest in robust, well-designed processes that enable their staff to work efficiently and confidently. Their client relationships are built on open, positive communication and a down-to-earth style that makes compliance approachable, collaborative, and long-lasting.
The Role:
They are seeking an experienced Compliance Officer to support their regulatory compliance processing team, particularly focused on Financial Conduct Authority (FCA) applications and ongoing regulatory obligations. You will play a key role in ensuring their business adheres to all applicable regulations, and internal policies.
Key Responsibilities:
- Prepare and manage FCA authorisation applications (including SMCR, VOPs, ARs, etc.).
- Maintain up-to-date knowledge of FCA rules, guidance, and expectations.
- Monitor and assess regulatory developments and communicate implications to the business.
- Develop and maintain compliance policies, procedures, and controls.
- Liaise with the FCA and other regulatory bodies as required.
Requirements:
- Proven experience in a compliance role within a regulated firm.
- Strong knowledge of FCA requirements.
- Hands-on experience with FCA applications and regulatory filings.
- Excellent written and verbal communication skills.
- Attention to detail and ability to manage multiple deadlines.
How to Apply:
Please submit your CV outlining your relevant experience.
